COMMONWEALTH vs. FRANCIS P. SALEMME.

PERRETTA, J. In 1968, one John E. Fitzgerald, Jr., was severely injured when he started the engine of his car and a bomb exploded. The defendant was indicted and found guilty of assault and battery by means of a dangerous weapon, G. L. c. 265, Section 15A, and assault with intent to murder, G. L. c. 265, Section 18. After numerous attempts to reverse his convictions, [Note 1] the defendant brought a series of motions for a new trial, all of which were heard and denied by the same judge who had presided at the defendant's trial. This appeal is from those denials. We affirm the orders.

The facts surrounding the defendant's trial and the evidence presented are fully recited in Commonwealth v. Salemme, 3 Mass. App. Ct. 102 (1975), and we need not repeat them. The following issues are presently before us:

Page 210

(1) whether the defendant was denied the effective assistance of counsel because of his attorney's alleged "personal obligations" to a Commonwealth witness, the victim Mr. Fitzgerald; (2) whether the Commonwealth impeded the defendant's defense by allegedly withholding favorable and material evidence from him; (3) whether a portion of the judge's jury charge instructed them to return a verdict of guilty; and (4) whether the judge's charge trivialized the concept of reasonable doubt (see Commonwealth v. Ferreira, 373 Mass. 116 [1977]) requiring reversal of the convictions under Commonwealth v. Grace, 381 Mass. 753 (1980). [Note 2]

The judge made detailed and comprehensive findings of fact and rulings of law on the first three issues. We relate the facts as the judge found them to be on each issue "because our review of the transcript reveals that his findings are well warranted on the evidence elicited at the hearing[s]." Commonwealth v. Buonopane, 9 Mass. App. Ct. 651, 654 (1980), and cases therein collected.

1. Conflict of interest. [Note 3] The defendant alleges that his attorney, Mr. F. Lee Bailey, had an attorney-client relationship with Mr. Fitzgerald, that this fact was made known to the judge at the commencement of trial, that neither the judge nor Mr. Bailey took proper action to insure that the defendant would receive representation by one with undivided loyalty to him, and that as a result of those facts it

Page 211

was never revealed to the jury that one James O'Toole had a motive to commit the crimes in issue.

The name of James O'Toole, who was incarcerated at the time of the bombing and who died six months prior to this 1973 trial, surfaces in these proceedings in the following manner. Some time in December of 1965, or January of 1966, Mr. Bailey and Mr. Fitzgerald were representing codefendants in a trial in Suffolk County. When the jury began its deliberations, the two men went to dinner and then to Mr. Bailey's office to await the verdicts, which were not returned until 2:00 A.M. During their wait, the two men consumed a considerable amount of alcohol. They became somewhat "uninhibited" and "jocular." Mr. Bailey and Mr. Fitzgerald then engaged in conversation about a gossip item that had appeared in a newspaper. The item concerned an alleged affair between an attorney and a woman. Each of the men expressed the opinion that the other was the attorney in question. As the conversation progressed, the woman's identity became clear. She was Dorothy Barshard, O'Toole's "girlfriend." Mr. Fitzgerald had represented O'Toole in the past. Mr. Fitzgerald told Mr. Bailey, during this conversation, that he, Fitzgerald, might get shot by O'Toole, or that he might shoot O'Toole, in which event he would retain Mr. Bailey to represent him. The defendant asserts that this conversation gave rise to an attorney-client relationship between Mr. Bailey and Mr. Fitzgerald and created the conflict of interest between himself and Mr. Fitzgerald.

To bolster his theory that an attorney-client relationship existed between Mr. Bailey and Mr. Fitzgerald, the defendant points to certain remarks made by Mr. Bailey at the beginning of the trial. Mr. Bailey indicated to the judge that he would like the opportunity to interview Mr. Fitzgerald regarding certain information that Mr. Fitzgerald "may want to waive, but I am telling you that is certainly attorney-client privilege." The judge ordered a recess so that this interview could be conducted. The defendant next points to the following statement made by Mr. Bailey to

Page 212

Mr. Fitzgerald during the interview: "I should like very much in this case to inconvenience you as little as possible. There are all kinds of collateral matters that could crop up, and I am making an effort to weave around them so that the testimony is not in any way going to be embarrassing. But obviously people who have a motive to do you harm, obviously somebody blew your leg off, but Salemme wasn't the one . . ." The defendant next points to Mr. Bailey's representation to the judge after this interview: "I had a discussion with Mr. Fitzgerald to keep the cross-examination very tight, if possible." The defendant relies upon these remarks to argue that they required the judge to make a "particularized inquiry" into the area of a possible conflict. See United States v. Donahue, 560 F.2d 1039, 1044 (1st Cir. 1977); Commonwealth v. Wright, 376 Mass. 725, 734 (1978); Commonwealth v. Davis, 376 Mass. 777, 784-785 (1978). We first dispose of the defendant's contention that these statements required the judge to conduct a voir dire hearing on the possibility of a conflict of interest because of Mr. Bailey's alleged loyalty to Mr. Fitzgerald rather than to the defendant.

The statements must be viewed in the context in which they were made. Immediately prior to the commencement of trial, Mr. Bailey asked to see Mr. Fitzgerald's testimony before the grand jury. He told the judge that he wished to review that testimony and interview Mr. Fitzgerald before trial witnesses were called because, as he stated to the judge, "We can go through these witnesses very rapidly . . . until we get down to the issue who did it. But I am not going to make an intelligent decision as to where to waive cross-examination until at least I have an opportunity to try and talk to this fellow." He further stated, "[T]here is a problem there, because part of the material that I think they are talking to Mr. Fitzgerald about is clearly within the attorney-client privilege -- If that is waived, that is fine." The prosecutor then interjected that he had spoken with Mr. Fitzgerald the preceding evening and that Mr. Fitzgerald could recall "only one minute item of attorney-client

Page 213

privilege. He made a phone call and asked him a question." Mr. Bailey replied, "He may want to waive, but I am telling you that is certainly attorney-client privilege." The judge then arranged for Mr. Bailey to interview Mr. Fitzgerald; in the meantime, the judge examined the grand jury minutes. The grand jury minutes in this case are replete with references to the association of Mr. Fitzgerald with certain "persons of notoriety," Commonwealth v. Salemme, 3 Mass. App. Ct. at 106, such as Patriarca, Zannino, also known as Larry Baione, Barboza, Steve Flemmi, Jerry Anguilo, and Phil Waggenheim. After Mr. Bailey had interviewed Mr. Fitzgerald and the judge had reviewed the grand jury testimony, Mr. Bailey stated that he would keep the cross-examination of Mr. Fitzgerald "very tight."

There is nothing in these remarks which should have alerted the judge to that of which the defendant now complains, i.e., that because of an alleged attorney-client relationship with Mr. Fitzgerald, Mr. Bailey refrained from cross-examining him on certain topics. Indeed, we conclude that the record and the circumstances of the case at that juncture in the proceedings support the judge's finding "that the only possible inference the Court could draw, if any, was that Fitzgerald had informed the Grand Jury of his relationship with a number of underworld people, some of which involved an attorney-client relationship, and that Bailey had to keep his cross-examination of Fitzgerald `tight,' so that none of these matters came to the attention of the petit jury now empanelled." We also note that until Mr. Bailey interviewed Mr. Fitzgerald, Mr. Fitzgerald also interpreted the general reference to attorney-client information as relating to information he had obtained from his former clients. [Note 4] We conclude that the judge had no information

Page 214

which imposed on him an affirmative duty to make inquiry of the defendant or his counsel on this topic. Contrast Commonwealth v. Wright, 376 Mass. at 734; Commonwealth v. Davis, 376 Mass. at 784-785.

We next examine the record to see whether Mr. Bailey was given confidential information by Mr. Fitzgerald which served to restrict Mr. Bailey's cross-examination of Mr. Fitzgerald or otherwise divide his loyalty to the defendant. Commonwealth v. Smith, 362 Mass. 782, 784 (1973). In so doing we are mindful that "[a]lthough a defendant need not prove how he was prejudiced by the existence of a conflict, `the burden lies with [him] to prove, without relying on speculation, that a conflict existed.' Commonwealth v. Bolduc, 375 Mass. 530, 541 (1978)." Commonwealth v. Wright, 376 Mass. at 732. See also Commonwealth v. Soffen, 377 Mass. 433, 437 (1979). "Moreover, if a more tenuous conflict appears, we might still reverse the judgment[s] on a showing of material prejudice." Id. But see Commonwealth v. Cobb, 379 Mass. 456, 459, vacated in part and remanded for consideration in light of Cuyler v. Sullivan, 446 U.S. 335 (1980). Massachusetts v. Hurley, 449 U.S. 809 (1980). See also Commonwealth v. Mello, ante 70, 71, & n.2 (1980). ("The dual approach analysis to proving a conflict of interest used in Cobb and used by us here is more favorable to the defendant than that required under Cuyler").

The thrust of the defendant's argument is that Mr. Bailey learned of O'Toole's possible motive to harm Mr. Fitzgerald through an attorney-client relationship with him, that Mr. Fitzgerald did not waive his privilege on this point, and that as a result Mr. Bailey did not pursue O'Toole's possible motive during the course of the defendant's trial. The defendant relies primarily on Mr. Bailey's testimony at the

Page 215

hearing on the motion to the effect that he regarded the O'Toole-Barshard information as privileged and that although Mr. Fitzgerald stated that he waived the privilege, if any, on this point, Mr. Bailey did not deem the waiver satisfactory. The record, however, does not support the existence of an attorney-client relationship between Mr. Bailey and Mr. Fitzgerald. At no time did Mr. Fitzgerald consult with Mr. Bailey about O'Toole on a formal, professional basis. The only occasion upon which the topic arose was while the two men were engaged in conversation as friends and professional colleagues and were speaking in a "jocular" fashion after consuming a great deal of alcohol. Mr. Bailey neither opened a file on Mr. Fitzgerald's behalf, nor did he take any other action which was consistent with representation of a client. See Commonwealth v. Wright, 376 Mass. at 730 n.3. See also Hughes, Evidence Section 161 (1961); Leach & Liacos, Massachusetts Evidence 141-144 (4th ed. 1967); McCormick, Evidence 179-182 (2d ed. 1972).

Further, we reject the defendant's contention that even if a privilege did not in fact exist, Mr. Bailey nonetheless believed a privilege existed and bound himself by it because he was dissatisfied with Mr. Fitzgerald's waiver. See Commonwealth v. Rondeau, 378 Mass. 408, 416 n.7 (1979) ("The conflict engendered in the attorney's own mind may have unmeasurable adverse effects on the client's interests. It is the conflict alone which renders assistance ineffective"). The notion that Mr. Bailey's actions in representing the defendant were influenced by this purported belief of a privilege has no support in the record. Mr. Fitzgerald testified at the hearing that during the pretrial interview by Mr. Bailey, he, Mr. Fitzgerald, waived the privilege concerning their O'Toole-Barshard conversation when he became aware of the fact that Mr. Bailey was seeking such a waiver. He testified that he told Mr. Bailey, "I waive it. You want to use it, you use it. I don't think there was an attorney-client privilege, but if you want to use it, you use it." Mr. Bailey's explanation as to why he did not question

Page 216

Mr. Fitzgerald about a possible motive on O'Toole's part demonstrates, [Note 5] in our view, that his restraint was not due to any purported conflict of interest or divided loyalty. When the testimony given by Mr. Bailey is viewed with Mr. Fitzgerald's complete response to Mr. Bailey's inquiry concerning waiver, [Note 6] it is clear that Mr. Bailey's failure to question

Page 217

Mr. Fitzgerald about O'Toole was not dictated by any concern for Mr. Fitzgerald but was motivated by deliberate defense strategy.

Having concluded "that the defendant has failed to establish a genuine conflict of interest . . . we have examined the record for evidence of material prejudice." Commonwealth v. Soffen, 377 Mass. at 440. See also Commonwealth v. Davis, 376 Mass. at 783. We have reviewed the grand jury minutes, the trial transcript and the transcript of the hearing on the motion, and we are unable to discern evidence of material prejudice to the defendant. We are particularly cognizant of the facts that the defendant was informed of Mr. Bailey's relationship with Mr. Fitzgerald before he retained Mr. Bailey as his attorney, [Note 7] that Mr. Fitzgerald was not a critical witness against the defendant and

Page 218

that his testimony did not implicate the defendant as his assailant, [Note 8] and that had Mr. Bailey delved into Mr. Fitzgerald's thoughts as to a possible motive by O'Toole to do him harm, the benefits, if any, of such interrogation would have paled when compared to the potential damage (see notes 5 and 6, supra) which Mr. Bailey was otherwise able to limit. See Commonwealth v. Salemme, 3 Mass. App. Ct. at 106. In sum, we believe that the defendant's problem was founded not upon a purported conflict of interest, but rather, upon the fact that the accomplice, Daddieco, and the victim were both witnesses who could have given far more damaging testimony than they did had Mr. Bailey not carefully limited their cross-examination.

2. Exculpatory evidence. The defendant again raised the issue of Mr. Fitzgerald's alleged fear of O'Toole by filing yet another motion for a new trial. In this motion he claimed that the Commonwealth had failed to provide him with information which was exculpatory and which would ultimately have established that O'Toole had the motive and opportunity to commit the offense and which would have substantially discredited both Daddieco and Mr. Fitzgerald. See e.g., Commonwealth v. St. Germain, 381 Mass. 256, 261 nn. 6 & 7 (1980).

The defendant asserts that the facts he relies upon to support this claim first came to his attention at the evidentiary hearing on his previous motion for a new trial. At that hearing one Maureen Dellamano testified that she knew Mr. Fitzgerald well and that he had told her that "he thought James O'Toole was going to kill him." Sergeant Charles Heitman of the Massachusetts State police testified at that same hearing but after Dellamano. He said that Dellamano had told him about four weeks prior to the bombing that she, Mr. Fitzgerald, one Leo Swartz, and one

Page 219

Dominic Colantino had met at a restaurant to discuss Mr. Fitzgerald's representation of a man involved in an automobile accident and that "an incident" had occurred among the men. Heitman also testified that during his interview with Dellamano, she made no reference to O'Toole. Heitman had reduced this interview to writing, and he used his notes, "the Heitman report," while testifying; defense counsel had the full benefit of those notes while cross-examining him. However, the report was neither presented to the judge as an exhibit nor otherwise made a part of the record.

Five months after the denial of that motion for a new trial, the defendant filed the instant motion, asserting that Heitman's testimony was favorable to him and that it had not been produced pursuant to his pretrial motion for exculpatory evidence. He alleged that Heitman's testimony provided a basis for a reasonable inference that the investigation had not been limited to questioning Dellamano and that Heitman had questioned other persons as well. Pursuant to these allegations, the defendant requested an evidentiary hearing and the issuance of a subpoena duces tecum to the Massachusetts State police and the Attorney General's office ordering those agencies to comply with the defendant's pretrial motion for exculpatory evidence. [Note 9] From the facts that defense counsel had reviewed the report and that no information had been elicited from Heitman concerning O'Toole, the judge inferred that "there was nothing in the report that was helpful" to the defendant. Additionally, he found that there was nothing of an exculpatory nature in Heitman's testimony. Accordingly, he denied this particular motion.

The defendant responded to this denial by filing a motion for reconsideration. The motion protested that an evidentiary hearing had not been held to examine Heitman fully. [Note 10]

Page 220

Such an examination, the defendant claimed, would "clearly show" that just four or five days after the bombing Mr. Fitzgerald "could only name Colantino and O'Toole as possible suspects and never mentioned Salemme." To substantiate this assertion, the defendant attached affidavits from Dellamano and Colantino to his motion. Dellamano recited in her affidavit that she had been interviewed by Heitman and that he had represented the following facts to her: he had been advised by Mr. Fitzgerald that there had been "a heated argument" among himself, Swartz, and Colantino at a restaurant a few days before the bombing, that Mr. Fitzgerald was very concerned about this incident, and that the police "were checking all the leads that John Fitzgerald had given them." Dellamano also stated in her affidavit that she had told Heitman that it was her memory that Colantino had threatened Mr. Fitzgerald during the restaurant incident and that she had told him that Mr. Fitzgerald "was in fear of these people because of Jimmy O'Toole."

Colantino alleged in his affidavit that he had been interviewed by Lieutenant Butler of the Massachusetts State police. Butler allegedly made the following remarks to Colantino: that after the argument among the three men at the restaurant, Mr. Fitzgerald secured a picture of Colantino from the police, that Mr. Fitzgerald had had that picture in his possession at the time of the bombing, that Mr. Fitzgerald had said the argument was prompted because of O'Toole, and that Mr. Fitzgerald was in fear of O'Toole. Colantino alleged that he had told Butler that he and O'Toole were close friends and that the argument concerned a waitress who is now Colantino's wife.

The judge found that the motion and affidavits were not sufficient basis for a reconsideration of his earlier ruling, and he denied the motion.

Page 221

It was within the judge's discretion to select the method by which he would consider, and reconsider, these motions. Commonwealth v. Heffernan, 350 Mass. 48, 54, cert. denied, 384 U.S. 960 (1966). Commonwealth v. Cassesso, 360 Mass. 570, 575-576 (1971), death penalty vacated sub nom. Limone v. Massachusetts, 408 U.S. 936 (1972). We give special deference to the exercise of discretion where the judge ruling on the motion presided at the trial. See Commonwealth v. Ellison, 376 Mass. 1, 16-17 (1978). Here the judge acted well within his discretion in ruling on the motions without evidentiary hearings. He had complete familiarity with Mr. Fitzgerald's testimony, both before the grand jury and at trial, he had just completed a full evidentiary hearing on the defendant's previous motion where O'Toole's possible motive had been at issue and where both Dellamano and Mr. Fitzgerald had testified, [Note 11] and he had affidavits before him on the issue of alleged exculpatory evidence.

The gist of the defendant's claim before us is that Heitman's testimony, when viewed with the Dellamano and Colantino affidavits, shows that prior to trial the Commonwealth had in its possession: (1) a statement from Mr. Fitzgerald to the State police in which he named those persons he believed had a motive to harm him; (2) knowledge that Heitman and Butler were making inquiries about Colantino and O'Toole rather than the defendant; and (3) a statement by Dellamano which would have impeached Mr. Fitzgerald's statement that he had never indicated that he was in fear of O'Toole. (As to this last assertion, see notes 3 and 11, supra). The defendant argues that, had this information been disclosed prior to trial, Mr. Bailey would have been free to use it.

We first note the nature of the defendant's pretrial motion for exculpatory evidence because "where there has been

Page 222

no defense request whatsoever or only a general request for `all Brady' or `all exculpatory' evidence, the prosecutor must disclose only that evidence which is in fact material." Commonwealth v. Wilson, 381 Mass. 90, 108-109 & n.39 (1980). The reason for this, as detailed in Wilson, is that "the due process clause does not require prosecutorial clairvoyance. Absent a request sufficiently specific to provide the Commonwealth with notice of the defendant['s] interest in a particular piece of evidence, the prosecution may legitimately be held responsible for disclosing only that evidence whose own character reveals its materiality." Id. at 109, citing United States v. Agurs, 427 U.S. 97, 110 (1976). The most liberal reading of that motion requires that we view it as a general request. [Note 12] Moreover, the defendant cannot say that it was impossible for him to make a more specific request. [Note 13] The statements in contention must, therefore, be examined, in view of the "entire record," to determine whether they were material in the sense that they were capable of creating "a reasonable doubt that did not otherwise exist." United States v. Agurs, 427 U.S. at 112. Commonwealth v. Wilson, 381 Mass. at 110.

Colantino's affidavit contains no statement concerning his own knowledge whether Mr. Fitzgerald feared O'Toole;

Page 223

rather, he related only what the police had told him Mr. Fitzgerald had said. Dellamano recited that Mr. Fitzgerald had stated that he feared O'Toole. The most that the affidavits showed was that at the time of the bombing Mr. Fitzgerald feared O'Toole. That fact did not raise a reasonable doubt that did not otherwise exist. O'Toole was incarcerated at the time of the bombing, so it was impossible for him to have committed the crimes as a principal. The defendant has suggested that the alleged Barshard affair gave O'Toole a motive, but he did not even hint how this speculative motive might have culminated in the commission of the crimes. See and compare Commonwealth v. Graziano, 368 Mass. 325, 329-330 (1975). The absence of such an explanation and the want of any linking evidence rendered this information of little value as substantive or impeachment material because it depended upon a chain of inferences without an evidentiary basis.

Finally, we cannot disregard Daddieco's trial testimony and Mr. Fitzgerald's grand jury and motion testimony, which lead us to conclude that had Mr. Fitzgerald been asked whether he feared O'Toole, the Commonwealth would have seized the occasion to ask him whom else he feared. His reply, either through direct response or through use of his grand jury testimony, would have given Daddieco far more credibility than now appears on the face of the transcript. That is the precise result that Mr. Bailey intended to avoid. See note 5, supra.

In view of the entire record, it cannot be said that the evidence which the defendant claims to have been exculpatory and material was capable of creating a reasonable doubt no matter how it was used. Therefore, disclosure of this information was not required, and there is no reason in justice to reverse the convictions on this basis.

Page 224

3. Jury charge.

(a) Shortly after the defendant filed his motion for a new trial based on an alleged conflict of interest, he amended the motion to include a portion of the judge's charge to the jury as justification for a new trial. The judge reviewed his charge and concluded that, when read in its entirety, the charge did not require a reversal of the convictions. The judge noted that no objection or exception had been taken to his instruction; indeed, trial counsel stated that "the charge as a whole is superb." The judge also observed that the defendant had not previously asserted the alleged error despite numerous opportunities to have done so. See note 1, supra.

The portion of the charge that the defendant now complains of reads: "Now, since both of these indictments encompass the same acts, in all practicality, from the set of facts or evidence in this case, I charge you if you find Francis Salemme not guilty, you shall find him not guilty of both charges, both indictments; if you find him guilty of one, you shall find him guilty of the other." Without dispute the italicized portion should not have been stated, but it is neither fair not permissible to isolate those words and ignore the charge in its entirety. Commonwealth v. Therrien, 371 Mass. 203, 206 (1976). Commonwealth v. Ramey, 368 Mass. 109, 114 (1975).

The Commonwealth has argued that we should deem this issue waived and not consider it. See Commonwealth v. McLaughlin, 364 Mass. 211, 229 (1973); Commonwealth v. Harrington, 379 Mass. 446, 449 (1980). The defendant counters with the claim that he could not raise this issue until his double jeopardy contention had been resolved in Salemme v. Commonwealth, 370 Mass. 421 (1976). The defendant's explanation does not carry the day on the question of waiver, but we review his claim to determine whether there has been a substantial likelihood of a miscarriage of justice or grave prejudice to the defendant and to preclude any surmise that our decision would have been different had we reached the issue.

Page 225

The defendant argues that the instruction directed the jury to find the defendant guilty and relieved the Commonwealth of the burden of proving every essential element of the crimes charged beyond a reasonable doubt. We do not minimize the error of the statement, but neither do we exaggerate it. "In determining whether these statements denied [the defendant] due process, `we accept at the outset the well-established proposition that a single instruction to a jury may not be judged in artificial isolation, but must be viewed in the context of the overall charge.'" Commonwealth v. Rodriguez, 370 Mass. 684, 690-691 (1976), and cases collected therein. Viewing the charge in this manner, we find no grave prejudice to the defendant or a substantial likelihood that a miscarriage of justice has occurred. Several other facts confirm our conclusion. The Commonwealth's case "had to stand or fall" upon the credibility of Daddieco whose testimony encompassed all the essential elements of both indictments. Commonwealth v. Salemme, 3 Mass. App. Ct. at 107. The defense recognized this to be the case; the trial transcript shows that the defendant never argued a failure in the proof of any of the elements of either crime charged and that the summation was almost entirely dedicated to Daddieco's credibility. Defense counsel expressed total satisfaction with the charge when the trial judge invited corrections. When we consider these facts in conjunction with the entire jury charge, we cannot say that the instructions either confused the jury or relieved the Commonwealth of proving guilt on both indictments beyond a reasonable doubt.

(b) While reviewing the claims that the defendant brought before us, we became aware of the possibility that the jury charge might contain an error not theretofore raised. In order to do justice to this defendant and avoid further piecemeal appellate review of his trial, we requested the parties to submit briefs on the issue of the correctness of the judge's instructions on reasonable doubt. [Note 14] See Commonwealth

Page 226

v. Ferreira, 373 Mass. 116, 129-130 (1977) ("We think these examples understated and tended to trivialize the awesome duty of the jury to determine whether the defendant's guilt was proved beyond a reasonable doubt. . . . [W]e think the better course is that all references to examples taken from the jurors' lives should be avoided . . . The degree of certainty required to convict is unique to the criminal law. We do not think that people customarily make private decisions according to this standard nor may it even be possible to do so. Indeed, we suspect that were this standard mandatory in private affairs the result would be massive inertia. Individuals may often have the luxury of undoing private mistakes; a verdict of guilty is frequently irrevocable"). In Commonwealth v. Grace, 376 Mass. 499

Page 227

(1978), a defendant was denied relief from a Ferreira charge, and after the court's holding in Commonwealth v. Garcia, 379 Mass. 422, 441 (1980) ("We believe that In re Winship, 397 U.S. 358 [1970], made retroactive by Ivan V. v. New York, 407 U.S. 203 [1972], mandates retroactive application of Ferreira"), he sought Federal review of the propriety of the court's denial of relief in his case. See Grace v. Butterworth, No. 79-1422, Memorandum and Order (1st Cir., July 23, 1980); Commonwealth v. Grace, 381 Mass. 753 (1980) (Grace II); Grace v. Butterworth, 635 F.2d 1 (1st Cir. 1980). We awaited the outcome of this complex litigation on the chance that there might be some change in the standard of review to be applied to a "pre-Ferreira" jury charge on reasonable doubt employing an example of an event in the life of a hypothetical person.

Grace II does not stand for the proposition that such a jury charge is error per se requiring reversal of the conviction. The question for resolution has always been, and it continues to be, whether the jury charge in any way "`understated and tended to trivialize' the jury's duty to determine whether guilt was proved beyond a reasonable doubt." Commonwealth v. Grace, 381 Mass. at 736. If such error has occurred, it then becomes necessary to consider those factors collected in that opinion to determine if the conviction must be set aside.

There was no error in the instant instruction on reasonable doubt. Ferreira holds that examples taken from jurors' lives should be avoided because those decisions used as examples may not be arrived at with "the degree of certainty required to convict." 373 Mass. at 130. A given example might not constitute a major or important decision to all, and a doubt considered whimsical or fanciful by some might be considered reasonable by others. Those pitfalls did not exist in the present charge. To begin with, the judge did not rely upon random personal examples from the lives of the jurors. Instead, he created a hypothetical person who was about to make a decision regarded by him as major or critical. The judge described a specific situation wherein

Page 228

his subject explored every reasonable avenue of resolution and presumably received acceptable answers to his inquiries before making his decision. [Note 15] The hypothetical was constructed in such fashion that any doubts which that person might have entertained after completion of his decision making process would have been whimsical or fanciful and would not have risen to the level of reasonable doubt. Moreover, the judge repeatedly instructed the jurors that the Commonwealth had to prove its case to a moral certainty in their minds.

While the use of hypotheticals, analogies or examples from everyday life are viewed with strong disfavor, we cannot say that the judge's carefully constructed hypothetical so deviated from the classic formulation on reasonable doubt and moral certainty (see Commonwealth v. Webster, 5 Cush. 295, 320 [1850]) as to require a new trial.

Even assuming that because of the use of the hypothetical the charge was tainted by a Ferreira defect, we would still conclude that the defendant is not entitled to a new trial. Although "[t]he reasonable doubt standard is most crucial in cases where central facts . . . are at issue, and credibility plays a key role," Garcia, 379 Mass. at 441, the charge must nonetheless be considered in its entirety. Viewing it as a whole, we find an absence of any serious deficiency. The jurors were told numerous times that the Commonwealth was required to prove the defendant's guilt beyond a reasonable doubt and to a moral certainty. In its entirety, the charge properly conveyed the concept of reasonable doubt to the jury without distorting or shifting the Commonwealth's burden of proof. Compare Dunn v. Perrin, 570 F.2d 21, 23-24 (1st. Cir.), cert. denied, 437 U.S. 910 (1978); Commonwealth v. Wood, 380 Mass. 545, 548-549 (1980); see Commonwealth v. Robinson, 382 Mass. 189, 197-198 (1981). The defendant has always been represented by skilled counsel.

Page 229

Throughout his numerous postconviction proceedings he has made only one limited attack on the charge; he has never challenged the sufficiency of the charge as it relates to reasonable doubt, notwithstanding his ample opportunities to have done so. In sum, the Constitution does not require that the defendant receive a new trial, and he has failed to show either grave prejudice or a substantial likelihood that a miscarriage of justice has occurred. Grace II, 381 Mass. at 758-759.

Orders denying motions for new trial affirmed.