COMMONWEALTH vs. FREDERICK N. EATON.

ARMSTRONG, J. The defendant was charged by complaint with indecent assault and battery on a child under the age of fourteen. G. L. c. 265, Section 13B. [Note 1] After trial before a judge sitting without jury in proceedings conducted under G. L. c. 265, Sections 33A-33G, the defendant was found guilty of so much of the complaint as charged an indecent assault on a child under the age of fourteen and sentenced to two and one-half years in a house of correction. The errors assigned and argued (see Rule 1:13 of the Appeals Court, 1 Mass. App. Ct. 889 [1972]) are (1) the denial of the defendant's request for a ruling that "consent may be a defense to indecent assault and battery on a child under fourteen years of age," and (2) a ruling

Page 115

that an indecent assault is a lesser included offense of the crime set out in Section 13B.

There was evidence to the effect that the defendant, driving an automobile, saw the complainant, a boy under the age of fourteen, walking along a street, and stopped and offered him a ride. The boy accepted. While riding the defendant suggested that the boy could "make an easy five dollars" but did not elaborate. The defendant then drove to a house belonging to his mother or grandmother; induced the boy to accompany him to the third floor, and to take off his jacket; told the boy to unbutton his trousers, and then approached the boy and himself unbuttoned the top button, causing the zipper to drop. At that point the complainant buttoned his trousers, threatened to scream unless permitted to leave, and ran downstairs and outside.

The assignment by which the defendant seeks to establish that consent may be a defense to the crime charged raises an issue not presented by the case. The judge did not rule that consent is immaterial in law. Rather, he specifically stated that he was not so ruling because on the evidence before him there was no consent. Such a finding was more than amply warranted.

Of more substance is the assignment challenging the judge's ruling that indecent assault is a lesser offense included in the statutory crime of indecent assault and battery under Section 13B. [Note 2] The defendant argues that no such crime is to be found in the common law or in our statutes.

Page 116

The Commonwealth does not contend that such a crime exists at common law: indeed, such a contention would be difficult to sustain. See Commonwealth v. McCan, 277 Mass. 199, 201 (1931). Nor can we accept the Commonwealth's argument that Section 13B implicitly creates a statutory crime of indecent assault. The only crime set forth in that section is "an indecent assault and battery on a child under the age of fourteen." Its placement in c. 265 immediately following Section 13A, which prescribes the penalty for "an assault or an assault and battery" (emphasis supplied), suggests by comparison of language that the omission of the words "an assault or" from Section 13B was deliberate and that no new crime of indecent assault was contemplated by the Legislature. In any event we cannot extend a criminal statute by implication. Commonwealth v. Paccia, 338 Mass. 4, 6 (1958), and cases cited.

The Commonwealth takes the position, however, that even if there is no separate crime of indecent assault, the finding in the present case is not a nullity but stands as a conviction of the common law misdemeanor of simple assault, and that the defendant may therefore be sentenced in accordance with G. L. c. 265, Section 13A. [Note 3]

The defendant contends that his conviction may not be treated as one of simple assault, for two reasons. First,

Page 117

he argues that by the passage of St. 1953, c. 299, whereby G. L. c. 265, Section 13B was inserted, the Legislature preempted or superseded the common law as it applies to the area of indecent assaults on children under fourteen. But the case he relies on, Commonwealth v. Cooley, 10 Pick. 35 (1830), does not support his argument: the statute there in issue revised the whole subject matter of the crime of disinterring dead bodies and was inconsistent in at least one respect with a hypothesis that the common law might remain in force. By Section 13B the Legislature has prescribed a more severe penalty for a particular class of offenses theretofore punishable only under the broad purview of Section 13A. It does not seem reasonable to infer that the Legislature intended to exclude from the ambit of Section 13A a class of offenses not made punishable under Section 13B; nor would Section 13B provide us any guidance in determining the limits of the class of offenses so excluded. Rather, we read Section 13B as having no effect on any offense not made punishable thereunder. It follows that an assault of an indecent nature on a child under fourteen, with no battery, remains punishable under Section 13A as a simple, or common law, assault.

Second, the defendant argues that he was charged with a violation of Section 13B, not Section 13A, and that to permit him "to be charged under one statute and convicted of a totally separate crime under a different statute poses grave problems in the light of the Due Process requirement that a defendant be given notice of the charges against him and an opportunity to defend himself." This contention is phrased anomalously, because Section 13A does not define an offense (see fn. 3). The question properly raised is whether a simple, or common law, assault is a "totally separate crime" or is a part, and a necessary element, of the crime of indecent assault and battery on a child under fourteen.

There is no doubt that a defendant may validly be convicted of a lesser included offense of the crime charged in an indictment or complaint. Thus, a defendant

Page 118

charged with murder may be convicted of manslaughter (Persampieri v. Commonwealth, 343 Mass. 19, 21 [1961], and cases cited), and one charged with assault and battery may be convicted of simple assault (Commonwealth v. Stratton, 114 Mass. 303, 304 [1873]). It is of no consequence that the greater offense is a felony and the lesser one is a misdemeanor (Commonwealth v. Squire, 1 Met. 258, 260-262 [1840]), and it is well settled that simple assault is a lesser included offense of such common law felonies as robbery (Commonwealth v. Mahoney, 331 Mass. 510, 513 [1954]) and rape (Commonwealth v. Creadon, 162 Mass. 466 [1894], and cases cited; Commonwealth v. McCan, 277 Mass. 199, 202-203 [1931]). Nor is the rule any less applicable where, as here, the felony charged is a purely statutory one: simple assault is also a lesser included offense of such felonies as assault with intent to murder (Commonwealth v. Lang, 10 Gray 11, 13-14 [1857]), assault with intent to maim (Commonwealth v. McGrath, 115 Mass. 150 [1874]; see Commonwealth v. Blaney, 133 Mass. 571 [1882]), assault with intent to commit robbery (Commonwealth v. McLaughlin, 12 Cush. 612, 615 [1853]), assault with intent to commit rape (Commonwealth v. McKay, 363 Mass. 220, 228-229 [1973], and cases cited), and assault and battery by means of a dangerous weapon (cf. Commonwealth v. Walsh, 132 Mass. 8, 10 [1882], and cases cited; Commonwealth v. Morgan, 280 Mass. 392, 394 [1932]) -- all felonies which, like the one charged in the present case, were created by provisions now found in G. L. c. 265. [Note 4] Commonwealth v. O'Donnell, 150 Mass. 502, 503 (1890). Commonwealth v. Morgan, supra. Commonwealth v. Demboski, 283 Mass. 315, 321-324 (1933). It follows that a complaint or indictment properly charging indecent assault and battery on a child under fourteen also charges a common law assault and battery, and an assault only.

Page 119

We interpret the finding in the present case as one that the defendant was guilty of a simple assault which "consisted in taking indecent and lascivious liberties with the person of" the complainant. Commonwealth v. Kendall, 113 Mass. 210 (1873). Though the form of the finding is improper, it is not readily distinguishable from a general verdict or finding of guilty on an indictment or complaint charging "indecent assault," in which case the word of aggravation would be treated as surplusage and the verdict or finding as one of guilty of simple assault. See Commonwealth v. McCan, supra, at 201, and cases cited. The present case is also analogous to those in which a portion of a verdict or finding cannot stand because that portion was not alleged (Commonwealth v. Fischblatt, 4 Met. 354, 356 [1842]) or not proved (Commonwealth v. Novicki, 324 Mass. 461, 467 [1949]), and, in our opinion, is governed by the same rule: "So far as the verdict [or finding] rendered is legally and properly rendered, it may avail for the purposes of judgment and sentence." Commonwealth v. Novicki, supra, at 467, and cases cited. The judge's finding that the defendant is guilty of an indecent assault on a child under the age of fourteen is therefore in law a finding that the defendant is guilty of an assault.

The defendant was sentenced to two and one-half years in a house of correction. Such a sentence may be imposed upon a person convicted under Section 13B. It is also the maximum sentence prescribed for a simple assault by G. L. c. 265, Section 13A. We cannot be certain upon the record before us whether the judge was imposing a sentence under Section 13A for simple assault, or under Section 13B for some other offense he thought was comprehended within that section. Under the circumstances we feel that the defendant is entitled to be sentenced again. "Of course, the circumstances of aggravation may be considered, but we cannot know that the sentence would be the same." Commonwealth v. Crowley, 167 Mass. 434, 442 (1897).

Page 120

The judgment is vacated, and the defendant is to be resentenced in the Superior Court, in accordance with the provisions of G. L. c. 265, Section 13A, as upon a finding of guilty of an assault.

So ordered.