COMMONWEALTH vs. JOHN WILLARD.

RAPOZA, J. Following a jury trial in the Superior Court, the defendant was convicted of attempting to break and enter a dwelling house in the nighttime with the intent to commit a felony therein, in violation of G. L. c. 266, § 15. On appeal, he asserts that the trial judge erroneously (1) instructed the jury that the intended felony was larceny in a building, and then failed to define the specific elements of that felony; (2) failed to instruct the jury regarding lesser included offenses; and (3) failed to give an instruction, sua sponte, regarding good faith mistaken identification. The defendant also argues that his trial attorney's failure to request such an instruction constituted ineffective assistance of counsel. We affirm.

1. Background. On February 1, 1997, Brett DeMichael and his wife, who lived in an apartment in the Salvation Army building in Quincy, [Note 1] were awakened in the early morning hours by a crashing noise in their living room. As DeMichael was using a bedside phone to call the Quincy police, the building security alarm began to sound. At the same time, Rick Damigella, a Quincy city employee who was driving a road sanding truck near the Salvation Army building, also heard the alarm. He observed a male, whom he described as a "tall guy with a hooded sweatshirt," running away from the building.

At 2:47 A.M., police Officer John Horrigan was dispatched to the scene where he spoke with DeMichael. Horrigan observed that a sliding glass window in the DeMichaels' apartment had been removed from its track and the window screen had been bent and thrown to the floor of the living room. Outside, in the newly fallen snow, Horrigan noted a set of footprints that circled the building, apparently stopping at each door and window. Footprints also led from the building to a Yellow Cab office located nearby. There, Horrigan spoke with a taxi driver, John

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Wholey, who related that at approximately 2:55 A.M., a dark-haired white male wearing a heavy sweatshirt had approached his cab and requested a ride to 25 Shaw Street in Quincy, a three- to five-minute drive. On direct examination, Wholey identified the defendant as the man he had driven to Shaw Street that night. [Note 2]

Horrigan proceeded to 25 Shaw Street, which appeared to be a rooming house, and observed footprints in the snow similar to those outside the Salvation Army building. He tracked the footprints from the curb to the sidewalk and then up the walk to the front door. Horrigan entered the building, followed a trail of wet spots on the carpet to a door on the first floor, and knocked on it. The defendant, who was wearing wet boots, opened the door. The defendant told Horrigan that he had been home for over an hour and invited him into the apartment. The defendant showed him a light nylon baseball jacket that he claimed to have been wearing that evening. Horrigan, however, noticed a dark-colored hooded jacket hanging in the apartment. When he touched it, he found it to be "soaking wet" and also noticed that the zipper was cold. Shortly thereafter, Horrigan arrested the defendant.

Following the defendant's arrest, the police contacted Damigella and requested that he come to 25 Shaw Street. There he observed both the defendant and the hooded jacket. Damigella testified that he had not seen the face of the man fleeing the vicinity of the Salvation Army building and that, when he observed the accused at the apartment, he (Damigella) could not be certain it was the same person he had seen running. Nonetheless, he noted that the defendant's physical build was consistent with that of the person he had seen running away. He also testified that the hooded sweatshirt he observed at the defendant's apartment "looked familiar . . . [f]rom when I had seen the person running."

2. Jury instructions. The defendant first claims that the trial judge erroneously instructed the jury that the intended felony

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referred to in the indictment was larceny in a building. [Note 3] He also asserts that even if the intended felony were larceny in a building, the trial judge failed to define the specific elements of that felony for the jury. The defendant further complains that the judge erred by not instructing the jury regarding lesser included offenses and the possibility of a good faith mistake in identification.

a. Larceny in a building as the intended felony. To prove a defendant guilty of burglary under G. L. c. 266, § 15, the Commonwealth must establish not only that the defendant did break and enter a dwelling house in the nighttime, but that he did so with the intent to commit a felony. See Commonwealth v. Ronchetti, 333 Mass. 78 , 81-82 (1955); Commonwealth v. Randall, 50 Mass. App. Ct. 26 , 29 (2000). A burglary indictment need not specify the intended felony by name, as the identity of the felony is not an element of the crime and the jury can find an intent to commit an unspecified felony. See Commonwealth v. Porcher, 26 Mass. App. Ct. 517 , 521 (1988). See also Rogan v. Commonwealth, 415 Mass. 376 , 379 (1993) (same as to misdemeanor). Where a particular felony is specified either in the indictment or the judge's instruction, "the allegation of the specific felony . . . [is] mere surplusage and unnecessary to describe the crime." Commonwealth v. Randolph, 415 Mass. 364 , 367 (1993).

In the present case, the defendant objected to the judge's instruction to the jury that larceny in a building was the intended felony. [Note 4] When the trial judge asked whether the defendant wanted her to "use something else" as the intended felony, counsel apparently declined the judge's invitation to suggest an alternative and merely reiterated his request that the motion for a required finding of not guilty be allowed. On appeal, the

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defendant essentially claims that the Commonwealth's evidence was insufficient to prove beyond a reasonable doubt that the perpetrator's intent was to commit the felony of larceny in a building under G. L. c. 266, § 20, and implies that any larcenous intent involved no more than a misdemeanor larceny pursuant to G. L. c. 266, § 30. [Note 5]

To establish the offense of larceny in a building, "it is not enough [for the Commonwealth] to prove that the property stolen was in a building at the time of the theft, and that the defendant was the thief. It is necessary to show also that the property was under the protection of the building, placed there for safe keeping, and not under the eye or personal care of some one in the building." Commonwealth v. Sollivan, 40 Mass. App. Ct. 284 , 286 (1996), quoting from Commonwealth v. Lester, 129 Mass. 101 , 103 (1880). The defendant claims that any property within the DeMichaels' apartment was under their control or supervision and not under the protection of the building. Thus, he argues, the intended offense could not have been a felonious larceny in a building under G. L. c. 266, § 20.

Larceny from a person and larceny in a building are distinguished from each other in large part based upon the circumstances in which the stolen property was safeguarded prior to its theft. We have recently noted the distinction between the two forms of larceny:

"On many occasions, the property in question will have been placed in the control, or under the supervision, of one or more individuals. It will, at least for a certain period of time, be in the possession of those persons. At other times, personal property will not be left in the control of individuals, but rather will be placed within a secured structure with the expectation on the part of the owner that the structure itself will provide the desired protection against theft."

Commonwealth v. Barklow, 52 Mass. App. Ct. 765 , 767 (2001).

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Moreover, the structure need not be vacant for property to be "under the protection of the building." Ibid. All that is required is that the property be under the protection of the building "rather than under the protection of the person or persons who are present." Ibid. [Note 6]

In this case, the jury could reasonably have found that the defendant, after "casing" the building and finding its doors and windows locked, attempted to break and enter the DeMichaels' apartment for the purpose of committing a larceny therein, but fled after making a loud commotion in the living room. See Commonwealth v. Ronchetti, 333 Mass. at 81-82 (when a person breaks and enters a dwelling house at night, an intent to steal may be inferred, the inference not requiring proof of an actual larceny). See also Commonwealth v. Noonan, 48 Mass. App. Ct. 356 , 361 (1999). Although present at the time of the attempted break and entry, the DeMichaels were both asleep and thus were neither controlling nor supervising their property within the apartment. See Kantrowitz and Maguire, Massachusetts Criminal Law Sourcebook c. 266, § 25 n.1, at 266 (MCLE 2001) ("Property is under a person's protection if it is attached to him or his clothing or under his immediate guard"). At that point, they were relying on the security provided by the locked doors and windows of the building, along with the alarm system, to safeguard their possessions. Consequently, their property was under the protection of the building rather than under their personal watch and care. See Commonwealth v. Barklow, 52 Mass. App. Ct. at 767. In these circumstances, there was sufficient evidence from which to infer that the defendant intended to commit not merely a larceny, but larceny in a building. [Note 7]

b. Elements of the intended felony. The defendant further

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argues that, even if the designation in the judge's charge of larceny in a building as the intended felony was correct, she erroneously failed to define the specific elements of larceny in a building for the jury. Since there was no objection made to the absence of instructions defining those elements, any error would be cause for reversal only if the omission resulted in a substantial risk of a miscarriage of justice. Commonwealth v. Freeman, 352 Mass. 556 , 563-564 (1967).

The trial judge correctly instructed the jury that the Commonwealth bears the burden of proving the defendant's specific intent at the time of the breaking and entering. She properly charged that they "should consider all of the evidence and any reasonable inferences . . . in determining whether or not the Commonwealth has proven beyond a reasonable doubt, as it must, that the defendant acted with the specific intent to commit larceny in a building." Moreover, she accurately informed the jury that if they concluded the defendant intended to commit a larceny in a building, that offense constituted a felony under Massachusetts law.

We are aware of no case that, in circumstances such as these, requires a trial judge to define the elements of the intended felony. Indeed, as we have already noted, a burglary indictment need not even specify the intended felony by name, as the identity of the felony is not an element of the crime and the jury can find an intent to commit an unspecified felony. See Commonwealth v. Porcher, 26 Mass. App. Ct. at 521. Thus, although here the trial judge did not define the elements of larceny in a building, she was not required to do so. [Note 8] All that was required was that she instruct the jury that they must find, beyond a reasonable doubt, that the defendant had the intent to

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commit some felony. See Commonwealth v. Randolph, 415 Mass. at 367 (no error where, on an indictment charging armed assault in a dwelling with intent to commit a felony, to wit: murder, the jury were instructed that the intended felony could be either murder or assault and battery by means of a dangerous weapon). See also Commonwealth v. Hobbs, 385 Mass. 863 , 869-870 (1982) (though the indictment charged breaking and entering with intent to commit a felony, to wit: larceny in a building, there was no error where the jury were instructed that the felony could also be rape, robbery or homicide); Commonwealth v. Costello, 392 Mass. 393 , 402-404 (1984) (on an indictment charging armed assault in a dwelling with intent to commit a felony, to wit: robbery, there was no error where the jury were instructed that the intended felony could be either robbery or murder).

There was sufficient evidence from which the jury could infer that the defendant intended to commit a larceny in a building when he attempted to break and enter the DeMichaels' apartment in the Salvation Army building in the nighttime. Commonwealth v. Ronchetti, 333 Mass. at 81-82. Moreover, the judge properly instructed the jury relative to the elements of the burglary charged in the indictment. See Commonwealth v. Evans, 42 Mass. App. Ct. 618 , 622 (1997) (adequacy of a jury instruction is determined within the context of the entire jury charge). Although there was no error in the judge's failure to recite the specific elements of larceny in a building, even if we were to conclude that the omission constituted error, in these circumstances there was no substantial risk of a miscarriage of justice. [Note 9]

c. Lesser included offenses. The defendant next asserts that the trial judge failed to instruct the jury regarding lesser included

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offenses of the crime charged. [Note 10] Primarily, he argues that the trial judge erroneously failed to instruct the jury that they could consider whether the facts supported the lesser charge of breaking and entering a building in the nighttime with the intent to commit a misdemeanor, in violation of G. L. c. 266, § 16A. [Note 11]

In closing argument, defense counsel speculated that the perpetrator had tried to break into the building in order to obtain refuge from the weather. Aside from evidence of a light snowfall earlier in the evening and a temperature in the high 20's, the record does not otherwise describe the conditions prevailing at the time of the break. This hardly supports a sufficient basis for an instruction to the jury on the theory urged by the defendant. Indeed, the suggestion that the defendant was a mere trespasser seeking to escape the elements is rendered even less tenable by the fact that he lived minutes away from the building. "There is no requirement that a judge charge on factual situations which are speculative and which are unsupported by evidence." Commonwealth v. Thomas, 21 Mass. App. Ct. 183 , 189 (1985), quoting from Commonwealth v. Santo, 375 Mass. 299 , 307 (1978). There was no error in the omission of the requested instruction.

The defendant also claims that the jury should have been instructed that they could consider the crime of trespass as a lesser included offense of the entire charge of breaking and

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entering a dwelling house with intent to commit a felony. This argument is without merit. The offense of criminal trespass contains elements which need not be found to establish a burglary, notably entering or remaining after having been forbidden to do so. See Commonwealth v. Vinnicombe, 28 Mass. App. Ct. 934 , 935 (1990). See also Nolan & Sartorio, Criminal Law § 410 (3d ed. 2001) (distinctions between breaking and entry with intent to commit a felony and criminal trespass). By definition, an offense that requires proof of an element different from, and in addition to, those constituting the claimed greater offense is not a lesser included offense. See Kuklis v. Commonwealth, 361 Mass. 302 , 306-307 (1972).

d. Mistaken identification. Finally, the defendant claims that the trial judge should have given a good faith mistaken identification instruction sua sponte. In the alternative, he asserts that defense counsel's failure to request such an instruction constituted ineffective assistance of counsel.

"Fairness to a defendant compels the trial judge to give an instruction on the possibility of an honest but mistaken identification when the facts permit it and when the defendant requests it." Commonwealth v. Pressley, 390 Mass. 617 , 620 (1983). See Commonwealth v. Odware, 429 Mass. 231 , 237 (1999) (failure of the judge to give a requested Pressley instruction constituted error where mistaken identification was part of the defendant's case); Commonwealth v. Richards, ante 333, 337-338 (2001) (error for the trial judge to refuse the defendant's proper request for a Pressley instruction).

However, regardless of the efficacy of such an instruction, "[w]e know of no rule that requires the judge to give a Pressley instruction sua sponte, in the absence of a proper request." Commonwealth v. Traylor, 43 Mass. App. Ct. 239 , 247 (1997). We see no reason here to diverge from the view expressed in Traylor. The trial judge was not obliged to give a good faith mistaken identification instruction sua sponte where none was requested. Accordingly, there was no error.

3. Ineffective assistance of counsel. Although we conclude that no error was committed by the trial judge in failing to give a Pressley instruction sua sponte, we must nonetheless determine whether the defendant would have been entitled to such an

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instruction if one had been requested, and whether such an instruction would have made a material difference to the defendant's case. See Commonwealth v. Satterfield, 373 Mass. 109 , 115 (1977) (we must determine whether "better work might have accomplished something material for the defense"). "[I]f an omission of counsel does not present a substantial risk of a miscarriage of justice . . . , there is no basis for an ineffective assistance of counsel claim under either the Federal or the State Constitution." Commonwealth v. Curtis, 417 Mass. 619 , 625 n.4 (1994). See Commonwealth v. Evans, 42 Mass. App. Ct. at 621-622 (where the lack of extensive identification instructions did not create a substantial risk of a miscarriage of justice, trial counsel's failure to request such instructions did not amount to ineffective assistance).

We start by assuming that the defendant would have been entitled to a Pressley instruction if one had been requested, because mistaken identification was part of the defendant's case and evidence was presented supporting that defense. See Commonwealth v. Pressley, 390 Mass. at 620. Where counsel's failure to make such a request foreclosed the defendant from obtaining the instruction, we must determine whether its omission created a substantial risk of a miscarriage of justice. We conclude that it did not.

The jury were instructed to evaluate both the credibility and the reliability of the witnesses and to take into account their opportunity to observe the events to which they testified. The jurors were also fully informed that it was their role to determine the weight of the witnesses' testimony in light of the circumstances of the case. Similarly, the judge thoroughly instructed the jury concerning reasonable doubt, the Commonwealth's burden of proof, and the presumption of innocence. Compare Commonwealth v. Evans, 42 Mass. App. Ct. at 621-622 (no substantial risk of a miscarriage of justice where, in the absence of a request from counsel, the judge did not give detailed identification instructions, but emphasized that the Commonwealth must prove the accuracy of a witness's identification beyond a reasonable doubt, and informed the jury as to the burden of proof, the presumption of innocence, and the credibility of witnesses).

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Defense counsel challenged the accuracy of the identification of the defendant during his cross-examination of the Commonwealth's witnesses and again during closing argument. The prosecution's two eyewitnesses admitted that their observations of the perpetrator were fleeting. The truck driver acknowledged that he never saw the face of the man he observed running from the vicinity of the Salvation Army building. Moreover, he testified that, although the defendant's physical build was consistent with that of the fleeing man, he could not be certain it was the defendant. Similarly, the taxi driver was equivocal in his identification of the defendant, concluding merely that he looked "so familiar." [Note 12]

Counsel for the defendant ably targeted these infirmities in identification during his cross-examination of the Commonwealth's witnesses. Similarly, he thoroughly argued misidentification in his closing argument to the jury. Compare Commonwealth v. Elam, 412 Mass. 583 , 587 (1992) (no error in the refusal to give a good faith mistake charge where the jurors were alerted to the issue of misidentification by defense counsel's cross-examination of witnesses and closing argument, and where the jury charge tracked the model instruction on identification). In these circumstances, there is no doubt that the defense of misidentification was squarely before the jury and, therefore, the lack of an instruction on good faith mistaken identification did not create a substantial risk of a miscarriage of justice. The failure of defense counsel to request a Pressley instruction did not amount to ineffective assistance of counsel.

Judgment affirmed.