COMMONWEALTH vs. HORACE BOWDEN.

LIACOS, J. The defendant, Horace Bowden, was tried before a Superior Court judge and a jury. He was found guilty of murder in the first degree and of unlawfully carrying a handgun on his person. He was sentenced to imprisonment for his natural life on the first degree murder conviction and to a term of not less than two and one-half nor more than five years at the Massachusetts Correctional Institution at Walpole on the firearms conviction, to be served concurrently with the murder sentence. He appeals under G. L. c. 278, Sections 33A-33G, assigning as error various rulings on pretrial motions, jury instructions and admissibility of evidence. We reverse.

The facts disclosed at trial were as follows. On the evening of April 23, 1975, Frank Colvin was shot to death on the corner of Dearborn and Zeigler Streets in Boston. The police officers who arrived at the scene found two spent bullets, one next to the body and the other embedded in a window casing some distance away. The police questioned a cab driver who was sitting in his cab parked near the scene of the shooting. The driver, Jose Fernandes, also known as Jose Soares, had transported a passenger from 88 Brook Avenue to the corner of Dearborn and Zeigler Streets. Fernandes-Soares, saw the man who had just been a passenger in his cab shoot the victim five or six times. He gave the police who arrived at the scene a description of the assailant.

The police officers went to 88 Brook Avenue and found the house locked. No one responded to their knock. These officers left and returned to District 2 headquarters. Shortly thereafter, the officers returned to 88 Brook Avenue to

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stake out the building. Several minutes later a cab came up Brook Avenue, and the officers observed that one of the two passengers, a male, appeared to look up and down the street. The cab then proceeded to 88 Brook Avenue, where it stopped and discharged two passengers, a female and a male who fit the description given by Fernandes-Soares.

After calling for and receiving additional police assistance, the officers knocked on the door, identified themselves as police officers and demanded entrance. It was not until the officers struck the door with a sledge hammer that their presence was acknowledged. The door was opened by the man the police saw entering the building, the defendant Bowden. After informing the defendant that he was sought for questioning in connection with a murder that had taken place shortly before, the officers searched the defendant for weapons. Four .38 caliber bullets were found in the pocket of a jacket he was wearing. He was arrested and read his Miranda rights.

While the officers were arresting the defendant, two other police officers conducted a search of the premises. One, an Officer Martin, proceeded down a hall where a woman was standing. He came on a partially opened door which led to a lighted cellar staircase. Observing what appeared to be ammunition at the foot of the stairs, Officer Martin went down the stairs into the basement. He seized several shell casings and proceeded to look behind objects that might conceal a person. Removing a tire in front of a "cubby area," Officer Martin saw a .38 caliber revolver in the tire. The gun was seized.

Following his arrest, the defendant was taken to District 2 headquarters where he was placed in a detention room. Fernandes-Soares, who was present at the station, was asked to look into the detention room. At different stages of the judicial proceedings, Fernandes-Soares gave radically inconsistent statements regarding his stationhouse identification of the defendant as the assailant. [Note 1] At trial Fernandes-Soares

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did testify that he positively identified the defendant when he looked in the detention room.

1. Pretrial Motions.

We first consider the defendant's assignments of error relative to the trial judge's denial of his pretrial motions. The defendant contends that the trial judge erred in (1) denying his motion to suppress evidence and (2) denying his motion to suppress identification testimony.

A. Motion to suppress evidence. The defendant filed a motion to suppress evidence seized as a result of a warrantless search of his person and residence. The judge filed a statement of findings and rulings on the motion which indicates that three searches had been made: a pat-down search of the defendant, a search of the basement of 88 Brook Avenue, and a search of the second floor of 88 Brook Avenue. The judge denied the motion to suppress as it pertained to the first two searches, but he allowed the motion in regard to the third search. Thus, the bullets found on the defendant's person were allowed in evidence, as were the shell casings and the .38 caliber revolver found in the basement. Other guns and ammunition found during the search of the second floor were suppressed.

The defendant challenges the denial of his motion to suppress and the admission in evidence of the bullets and the revolver on two grounds. First, he claims the arrest was illegal because the police did not have probable cause to arrest, and any evidence seized after the invalid arrest must be suppressed. Secondly, he claims that even if the police had probable cause to arrest, the warrantless search of his apartment was beyond the scope of a permissible search incident to a valid arrest.

The facts as found by the judge indicate that the police had probable cause to arrest the defendant. The judge summarized the facts as follows: "A person who had witnessed the shooting gave the police a detailed description of the alleged assailant. [Note 2] He also told police an address at

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which the assailant might be found. Acting upon this information, the police proceeded to Brook Avenue. While at Brook Avenue, they observed the defendant approach the apartment in a taxi cab. He made some suspicious movements in the cab which seemed to indicate he was concerned as to who might be on the street. When he got out of the cab, the police observed that he matched, in every detail, the description given by the eyewitness. When they knocked on the door and announced their presence as police officers, they received no response even though the police knew the defendant was in the apartment. They also observed someone looking at them from behind the shades."

The judge's subsidiary findings of fact are supported by the evidence before him, and we accept them. Commonwealth v. Valliere, 366 Mass. 479, 486 (1974). Probable cause to arrest has been defined as facts and circumstances within the knowledge of the police and of which they had trustworthy information which were "sufficient to warrant a prudent man in believing that the ... [defendant] had committed ... an offense." Commonwealth v. Perez, 357 Mass. 290, 300 (1970), quoting from Beck v. Ohio, 379 U.S. 89, 91 (1964). When hearsay is the basis of action by the police, as it was in the instant case when the police relied on the information of the cab driver, the police must show a substantial basis for crediting the hearsay. Commonwealth v. Stevens, 362 Mass. 24 (1972). Stevens drew on Aguilar v. Texas, 378 U.S. 108, 112-116 (1964), in holding that credibility is established by meeting two requirements: "(1) there should be underlying facts and circumstances indicating the informant's reliability, and (2) there should be underlying facts and circumstances on which the informant bases his

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information that the defendant is engaged in criminal activity." Commonwealth v. Stevens, supra at 27.

The defendant argues that the Commonwealth failed to produce evidence that the hearsay was credible under the two-pronged test set forth above. While it is true that the underlying facts and circumstances upon which the cab driver based his information were not brought out during the hearing on the motion to suppress, we conclude, nonetheless, that the motion was properly denied. First, the cab driver was not an "informant," but was instead an ordinary citizen. As was stated in Commonwealth v. Martin, 6 Mass. App. Ct. 624, 628 (1978), "`persons who supply information only after being interviewed by police officers, or who give information as witnesses during the course of an investigation, are not informers.'" Unlike the anonymous informer, Fernandes-Soares was an ordinary citizen who witnessed a violent crime and as such could be regarded as reliable without any prior demonstration of his reliability. See United States v. Rueda, 549 F.2d 865, 869 (2d Cir. 1977), collecting cases holding that the requirement of known reliability should be relaxed when dealing with eyewitnesses and participants in a crime.

Second, there was evidence presented at the hearing which showed corroboration of the cabdriver's information by independent sources. Commonwealth v. Stevens, 362 Mass. 24, 27 (1972), as well as Spinelli v. United States, 393 U.S. 410, 415-416 (1969), hold that even if an informant's tip cannot meet the Aguilar criteria, the constitutional requirements are met if the tip is corroborated by other sources. See Draper v. United States, 358 U.S. 307, 313 (1959). We conclude the arrest was founded on probable cause and hence was lawful.

The police had the authority to conduct a search of the defendant incident to this lawful arrest. See Chimel v. California, 395 U.S. 752 (1969). Thus, the search of the defendant's person was constitutionally valid, and the judge appropriately denied the defendant's motion to suppress the .38 caliber bullets discovered in that search.

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The judge made the following determinations concerning Officer Martin's search of the cellar which resulted in the discovery of numerous shell casings and a .38 caliber revolver: "Officer Martin was unaware of how many people were involved in the crime and of how many people were actually in the apartment. He testified that he saw the open door and the light on, as well as the numerous shells on the floor; and he believed there might be someone hiding in the basement. He went downstairs to investigate and looked behind all objects and into all areas large enough to conceal a person. His testimony was that he did this to ensure the safety of himself and the other officers. During this search he discovered a .38 caliber revolver which fell out of a tire which Officer Martin was moving."

Officer Martin was participating in a lawful arrest. He was authorized to be standing in the hallway at the time he looked through the open cellar door and saw the numerous shell casings on the cellar floor. These shell casings were in plain view and were lawfully seized. See Harris v. United States, 390 U.S. 234, 236 (1968).

The seizure of the .38 caliber revolver from the basement presents a different question. This court has recognized that, subsequent to an arrest, a security check of other rooms in a dwelling is valid in the interest of insuring the safety of the police. Commonwealth v. Walker, 370 Mass. 548, 556, cert. denied, 429 U.S. 943 (1976). The defendant contends that Officer Martin's search of the basement cannot be justified as a permissible security check to ensure the safety of the officers because two of the arresting officers "knew" that no persons other than the defendant and his female companion were inside the dwelling.

We do not accept the defendant's assessment of the officers' knowledge at the time of the search. The judge found that a security check was reasonably believed necessary by the police to ensure their personal safety. We agree. There was no error.

B. Motion to suppress identification testimony. The defendant filed a separate motion to suppress identification

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testimony. After hearing, the judge's findings on this motion were as follows: "While on the scene investigating an apparent murder, the police spoke with an eyewitness to the crime, one Jose Soares, a/k/a Jose Fernandez. The witness had driven the alleged assailant to the scene of crime and had witnessed the murder. He gave the police a detailed description of the alleged assailant and told them where he had picked him up in his cab. Approximately two hours after the murder, and after the defendant had been arrested, the police brought Mr. Soares to the police station. The police told Mr. Soares to look through the window of the detention cell in which the defendant was sitting alone to see if he could identify the defendant. Mr. Soares did this. [Note Star] A short time later the sergeant in charge asked Mr. Soares to look again in order to be certain of his prior identification. Again Mr. Soares looked through the window."

While the identification was made as the result of disfavored one-on-one confrontation (Stovall v. Denno, 388 U.S. 293, 302 [1967]; Commonwealth v. Nolin, 373 Mass. 45, 51 [1977]), we agree with the judge that this showup was permissible. "[O]ne-on-one confrontations ... while often disfavored, are not subject to a rule of per se exclusion" (citations omitted). Commonwealth v. Storey, 378 Mass. 312, 317 (1979). "[S]howups of suspects to eyewitnesses of crimes have been regularly held permissible when conducted by the police promptly after the criminal event." Commonwealth v. Barnett, 371 Mass. 87, 92 (1976), cert. denied, 429 U.S. 1049 (1977). There were "no ... special elements of unfairness" shown in this procedure, Barnett, supra at 93, and the judge properly ruled that there was nothing in the facts of this case to take it out of the class of cases permitting a confrontation without a lineup. There was no error in the denial of the motion.

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2. Jury Instructions.

We next consider the defendant's assignment of error relative to the judge's instructions to the jury. The defendant contends that the judge erred (1) in instructing the jury on the issue of alibi; (2) in refusing to give the defendant's requested jury instruction concerning identification testimony; (3) in instructing the jury on the reasonable doubt standard; and (4) in instructing the jury regarding the nonexistence of evidence.

A. Jury instructions regarding alibi. The defendant requested that the jury be instructed on the issue of alibi in accordance with the instruction suggested in Commonwealth v. McLeod, 367 Mass. 500, 502 n.1 (1975). [Note 3] The judge refused to give it, and instead instructed the jury that the defendant had invoked the "defense" of alibi, that the jury should "scrutinize it very carefully," because it is "sometimes easily fabricated," "is difficult to disprove, and it is usually attested to by friends or relatives of the accused." The judge further instructed the jury that it was up to them "to find out where the truth lies" and to determine "who you believe and who you don't believe." The defendant excepted to this instruction and we now consider whether it was error.

In Commonwealth v. Williams, 378 Mass. 242 (1979), a case tried two years prior to the McLeod decision, the defendant argued that the judge erred because (1) the charge improperly placed on him the burden of persuasion on alibi and (2) the charge singled out alibi evidence for rigid scrutiny and failed to point out that an alibi may be the only

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refuge for the innocent. The defendant in the case at bar makes identical claims.

In Williams, the defendant's failure to make an objection at trial was fatal to his claim. See McLeod, supra at 501-502, and Commonwealth v. Palmarin, 6 Mass. App. Ct. 801, rev'd on other grounds, 378 Mass. 474 (1979), where the defendants failed to take exception to the alibi instruction. This court in Williams, while declining to "review the merits of an assignment of error not based on an exception" (id. at 242-243), did note that the judge reiterated the proper burden of proof standard many times during the charge, and that there was no reasonable likelihood that the charge taken as a whole could have led the jury to ignore the reasonable doubt test. Likewise in Palmarin the court noted that "there was sufficient emphasis placed upon the Commonwealth's burden of proof to mitigate the effect of the Webster language quoted in the charge." Palmarin, supra at 804.

In the case at bar the judge also reiterated the burden of proof standard many times during the charge. Significantly, one of these references was made immediately preceding the judge's comments concerning alibi evidence, another in the middle and a third immediately after. Thus, while the judge improperly referred to the "defense" of alibi which "attempts to prove another fact which is inconsistent with the defendant's participation in the crime," this possible burden-shifting language was mitigated by the repeated references to the Commonwealth's bearing the burden of proof.

As to the defendant's contention that the judge erred in singling out alibi evidence for rigid scrutiny while failing to mention that an alibi may be the only "refuge for the innocent," this must be considered along with the possible burden-shifting language quoted above to determine whether the alibi charge was prejudicial. Commonwealth v. Ramey, 368 Mass. 109 (1975). While the defendant never explicitly requested the "refuge of the innocent" language, he did point out to the judge the inappropriateness of calling attention to alibi evidence and suggesting that it be scrutinized. In Williams, a case tried two years prior to the

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McLeod decision, we did not reach the issue of failure to include "refuge of the innocent" language because of the defendant's failure to take an exception at trial. Williams, supra at 242-243. However, we noted in Williams that "in Commonwealth v. Cobb, 5 Mass. App. Ct. 421, 423-424 (1977), dealing with a case tried over one year after our McLeod and Ramey decisions, the Appeals Court reversed a conviction primarily because the charge did not conform to the directions of this court in the McLeod and Ramey opinions. The Appeals Court specifically noted that `[t]here has been ample time since those cases were decided for trial judges to modify their charges on alibi evidence.' Commonwealth v. Cobb, supra at 425." Williams, supra at 244-245.

The case at bar, like Cobb, was tried over a year after the McLeod and Ramey decision, thereby giving the judge "ample time ... to modify" his charge. The Appeals Court correctly perceived in Cobb that our warnings in McLeod and Ramey were not mere academic exercise. Failure of the judge in the case at bar to charge the jury on alibi evidence in accordance with the directions given by this court, when requested to do so, was error requiring reversal.

B. Jury instruction regarding identification testimony. We next consider the defendant's contention that the judge erred in refusing to give the defendant's requested jury instruction regarding identification testimony. [Note 4] While the trial judge's refusal to give the requested instruction in that form may have been entirely appropriate, [Note 5] we conclude

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that the defendant was entitled to some instruction on identification testimony.

In Commonwealth v. Rodriguez, 378 Mass. 296, 302 (1979), we noted that "[a]lthough the judge gave detailed instructions to the jury on the subject of `how do we decide who[m] we believe,' he failed entirely to mention that the victim might honestly have been mistaken in her identification of the defendant. This tended at least to submerge one of the crucial issues in the case ... [A]lthough we predicate our finding of error on the fact that the instructions given were one-sided and incomplete, a defendant who fairly raises the issue of mistaken identification might well be entitled to instructions of the type here requested."

The judge in the case at bar also gave the jury detailed instructions on how to "decide who[m] you believe," without mentioning the possibility of mistaken identification of the defendant. Furthermore, the prior inconsistent statements of the identifying witness on the issue of identification heighten the need for an instruction on possible mistaken identification. See United States v. Telfaire, 469 F.2d 552, 555 (D.C. Cir. 1972).

The First Circuit Court of Appeals has also indicated that a requested charge on the possibility of mistaken identification should be given in a case where "[t]he trustworthiness of the eyewitness identifications was an important factual issue for the jury to resolve." United States v. Kavanagh, 572 F.2d 9 (1st Cir. 1978).

In view of the substantial precedent favoring an instruction concerning identification testimony where the issue is

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fairly raised, [Note 6] we conclude that the defendant in the case at bar was entitled to such an instruction. See Rodriguez, supra at 310-311, App., for a model instruction.

C. Jury instruction regarding the reasonable doubt standard. The defendant alleges that the judge's use of an example of the presence of the newspaper on his doorstep in the morning forming the basis for an inference that the newsgirl delivered the paper trivialized the instructions on the reasonable doubt standard. This example was used to illustrate the drawing of inferences, not to explain the reasonable doubt standard. Although in his discussion of inference-drawing the judge used some confusing language about reasonable doubt, that language appears to speak to the certainty with which an inference might be believed rather than the prosecution's burden of proof. The judge's explanation of the reasonable doubt standard which begins some seven pages later in the transcript appropriately stresses the prosecution's burden and is consistent with the charge approved in Commonwealth v. Ferreira, 373 Mass. 116 (1977).

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D. Jury instruction regarding the nonexistence of evidence. The judge instructed the jury that the nonexistence of certain scientific tests and other evidence was not to be considered in reaching a judgment. The defendant saved his exceptions. The defendant contends that in addition to his alibi evidence, his presentation at trial concentrated on raising inferences that the Boston police had contrived much of the case against him. The defendant further asserts that the failure of the police to conduct certain scientific tests was emphasized by the defense in order to call into question the integrity of the police investigation.

After the testimony regarding the nonexistence of certain scientific tests and other evidence had been presented, a bench conference was held at which time the judge stated as follows to defense counsel: "[I]t is my observation in the course of the trial...that you have undertaken a line of cross-examination with several witnesses, asking them were these tests performed, and were those tests performed, and so on and so forth.... I would hope that...you are not going to argue that type of questioning has any probative value because I am certainly going -- if you do -- I am certainly going to instruct the jury that no evidence is exactly that. No evidence.... I don't think you can say that a lack of evidence exists primarily because something wasn't done scientifically. That's the point I am trying to make to you."

The judge's instructions to the jury reflected his sentiments expressed above. [Note 7] We conclude that the instructions given constituted error requiring reversal. The failure of the authorities to conduct certain tests or produce certain

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evidence was a permissible ground on which to build a defense in the circumstance of this case. Commonwealth v. Rodriguez, 378 Mass. 296, 308 (1979). Cf. Commonwealth v. Pettie, 363 Mass. 836, 840-841 (1973). The fact that certain tests were not conducted or certain police procedures not followed could raise a reasonable doubt as to the defendant's guilt in the minds of the jurors. The judge should not have removed this evidence from the jury's consideration, and in so doing invade the province of the jury to decide what inferences to draw from certain evidence. Commonwealth v. Cote, 5 Mass. App. Ct. 365, 370 (1977).

3. Evidentiary Rulings.

Defendant has argued a number of errors arising from certain evidentiary rulings of the judge. Since we have concluded that a new trial is required because of errors in the charge given, and since the alleged evidentiary rulings are not likely to recur on a new trial, we need not consider these additional claims of error.

4. Conclusion.

The judgments are reversed, the verdicts are set aside, and the case is remanded to the Superior Court for further proceedings in accordance with this opinion.

So ordered.