COMMONWEALTH vs. MICHAEL P. CAPUTO.

MARSHALL, C.J. In 1991, a Superior Court jury found the defendant, Michael P. Caputo, guilty on two indictments of murder in the first degree by reason of deliberate premeditation and extreme atrocity or cruelty. The victims were his estranged wife and his mother-in-law. The trial judge sentenced the defendant to consecutive life sentences.

On appeal, [Note 1] the defendant claims that statements he made to the police in the hours after the killings should have been suppressed because they were procured in violation of his rights under the Fourth and Fifth Amendments to the United States Constitution, and his rights under arts. 12 and 14 of the Massachusetts Declaration of Rights. He also claims that all subsequent statements he made to the police and all items seized pursuant to a warrant should have been suppressed as the "fruits of the poisonous tree." The defendant argues further that (1) the prosecutor impermissibly commented on the defendant's invocation of his right to remain silent; (2) the judge erred in certain evidentiary rulings and jury instructions; and (3) his motion for a new trial claiming ineffective assistance of counsel at sentencing and denying funds for psychiatric assistance should have been allowed. We affirm the convictions and the order denying the defendant's motion for a new trial. We decline to grant relief under G. L. c. 278, § 33E.

1. Facts. We summarize the evidence in its light most favorable to the Commonwealth, reserving certain details for discussion in connection with the issues raised.

In the early morning of November 2, 1989, two Boston police officers responded to a radio call dispatching them to a residence on Boylston Street in the Jamaica Plain neighborhood of Boston. They were directed to a second-floor apartment, where the defendant's estranged wife and their two children had been living since some time that year.

In the apartment's bedroom, the police found the body of the

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wife, who had been stabbed twenty-two times, and the body of her mother, who had been stabbed seventeen times. At trial, the medical examiner testified that both women died from the stab wounds, both were alive when the wounds were inflicted, and both had suffered defensive wounds. [Note 2] The defendant's two young daughters were also in the apartment, but had not been physically harmed.

The police noted an open kitchen window that led to the back porch, and discovered that the telephone wires to the apartment had been cut. There was no sign of forced entry. On the dining room table, the police found a protective order dated July 31, 1989, ordering the defendant to refrain from abusing his wife and to stay away from the Jamaica Plain apartment. The order contained the defendant's address in Plymouth.

Shortly thereafter, at the request of the Boston police, six Plymouth police officers located the defendant at the Plymouth address. After the defendant gave several statements to the police, in circumstances we describe in some detail below, he was arrested. Later that same afternoon, the police executed a search warrant at the defendant's residence. They recovered a knife set from his home; one knife was missing. [Note 3] The police also found "tin snips" in the defendant's automobile, which were capable of cutting the telephone wires to the victims' apartment. [Note 4]

2. Motion to suppress. Prior to trial, the defendant moved to

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suppress his statements to the police and other evidence. [Note 5] The essence of the defendant's claim is that, when the police first located him, they engaged in overpowering and coercive tactics and, as a result, the presence of the police in his home was not consensual and none of the statements he gave to the police was voluntary. See Commonwealth v. LeBlanc, 433 Mass. 549, 554 (2001) ("A statement is voluntary if it is . . . not induced by physical or psychological coercion"). Because our analysis of the defendant's various claims is grounded on the facts as they evolved in the early hours of November 2, 1989, we first describe those facts in some detail. [Note 6]

At approximately 6:25 A.M., after the Plymouth police had been informed by the Boston police that the defendant was a suspect in a double homicide, six officers from the Plymouth police department, including Sergeant Thornton Morse and Sergeant Richard Dorman, arrived at the defendant's house. In an attempt to ascertain whether anyone was home, the police officers knocked repeatedly on the front and rear doors. After the police knocked for five minutes, the defendant opened the front door. Morse and Dorman introduced themselves, inquired as to the defendant's name, and asked whether they could enter the house to speak to him. The defendant responded, "Come on in."

Inside the house, Dorman informed the defendant that the police were investigating a double homicide, and then immediately read the defendant his Miranda rights from a printed card, the first of six occasions during that day that the defendant was advised of his rights. See Miranda v. Arizona, 384 U.S.

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436 (1966). Dorman asked the defendant whether he understood his rights, to which the defendant initially replied, "No," adding that he was a "little nervous." Dorman then repeated each right, asking after each whether the defendant understood it. The defendant replied affirmatively to each. The defendant then said, "I think it best if I don't say anything at this time." The officers immediately ceased all questions. The defendant did not ask the officers to leave the house.

Morse testified that, after a brief interval, he asked the defendant whether he could use his telephone to call the police station. [Note 7] The defendant agreed. After the telephone call, Morse informed the defendant that the Plymouth police could supply no further information about the crimes, but that someone at the station "was going to get back to me."

Dorman and Morse then went outside, leaving two officers inside the house. The defendant did not ask the remaining two officers to leave. Dorman and Morse examined the automobile in the defendant's driveway, which matched the description given to the Plymouth police. The hood was warm to the touch, and a registration plate other than the defendant's registration number covered the automobile's assigned registration plate. [Note 8]

Dorman and Morse reentered the house, without objection from the defendant. Dorman again asked whether he could use the defendant's telephone to call the Plymouth police station. The defendant again agreed. Dorman informed the lieutenant (within the defendant's hearing) that the defendant was at his residence, that the engine of his automobile was warm, and that there were two different registration plates on his vehicle. The defendant spontaneously stated, "I don't want to incriminate

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myself, but I have something to say about last night." He told the officers that the night before, two men had forced their way into his home, had kidnapped him, and that he had awoken "in a daze" in the Braintree area, wearing only his underwear. The police did not question the defendant.

The defendant agreed to the officers' request to accompany them to the police station. At the station, Morse and a detective once more advised the defendant of his Miranda rights, and provided him with a written copy delineating each right. Morse again read each right to the defendant. The defendant himself read the form, making a check mark after the listing of each right. Asked whether he wished to talk to them, the defendant replied, "I'm not sure, I don't know if I should say anything or not. What should I do?" Morse responded, "I can't tell you that, but I want you to be aware of your rights and that you do not have to say anything to me."

Morse once again informed the defendant of his Miranda rights, ascertained that he understood them, and again asked the defendant whether he wished to speak to the police. Then, and only then, the defendant elaborated on the statement he earlier had given to police in his home. Among other things, the defendant now told the officers that he remembered having blood on him, throwing an object out of his automobile and, at some point during that night, being outside his mother-in-law's home. [Note 9]

At approximately 9:20 A.M. Sergeant Detective Charles Horsley of the Boston police department arrived at the Plymouth police station. Informed that the defendant had received his Miranda rights, he interviewed the defendant for approximately forty-five minutes. When asked whether he had anything to do with the murders, the defendant became upset and stopped talking. The defendant asked to leave the police station, and was informed that he was under arrest.

The motion judge concluded that, although the defendant was not arrested until 1 P.M., his "freedom of action was severely limited from the time that the police arrived at his house," so

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that he was entitled to Miranda warnings before any police interrogation. The judge further found that, on entering the defendant's house, the officers immediately informed the defendant of his Miranda rights, and ceased all questioning when he indicated he did not want to speak to them. The judge also found that later, at the Plymouth police station, before any questioning, the defendant again received full and complete Miranda warnings, and then knowingly waived his rights before he voluntarily answered police questions.

(a) Fifth Amendment and art. 12. The judge was correct to deny the defendant's motion to suppress evidence of his statements while the Plymouth police were in his house. First, before he made any statement, the defendant received and acknowledged that he understood his Miranda rights. [Note 10] Second, when the defendant indicated a wish not to speak to the police, all questioning ceased. See Commonwealth v. Torres, 424 Mass. 792, 795-796 (1997) ( "the admissibility of statements obtained after an invocation of that right depends on whether the person's right to cut off questioning was 'scrupulously honored' "). It was only after he overheard the police conversation that the defendant stated, unprovoked, that he had been kidnapped the previous night. See Commonwealth v. Diaz, 422 Mass. 269, 271 (1996), quoting Miranda v. Arizona, 384 U.S. 436, 478 (1966) ("Volunteered statements of any kind are not barred by the Fifth Amendment"). We do not agree with the defendant that his statement should be suppressed because the police officer's request to use his telephone was "reasonably likely to elicit an incriminating response" from the defendant, and therefore the "functional equivalent" of an interrogation. Commonwealth v. Torres, supra at 797-798, quoting Rhode Island v. Innis, 446 U.S. 291, 301 (1980). The telephone call was a report and

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request for further information, an action "normally attendant" to police procedures. See Rhode Island v. Innis, supra. The defendant's statement occurred only after and apparently because he had overheard the telephone conversation that tended to implicate him, not because of any "interrogation."

The defendant argues that by surrounding his house and knocking continuously until he opened the door, the four officers "coerce[d] their way into the house of the extremely nervous prime suspect of a double homicide intent on questioning him, developing other information, and assuring his availability for Boston police." The evidence is to the contrary, and the motion judge was correct to conclude that the defendant's statement was "not the result of coercion or intimidation." Commonwealth v. LeBlanc, 433 Mass. 549, 554 (2001). The defendant gave his consent to the police to enter his home, he did not ask them to leave, and spoke to them only after he recognized that the police had seen potentially incriminating evidence outside. A defendant who is "nervous" because he is in the presence of police within hours of committing murder and who chooses to give false information to the police in an attempt, however clumsy, to throw them off the trail as he perceives their attention focusing on him as a suspect, cannot resort later to a claim of coercion. See Commonwealth v. Harmond, 376 Mass. 557, 561 (1978) ("the presence of several uniformed officers . . . alone" does not "necessarily compel[] such a finding" of coercion). Cf. Commonwealth v. Bryant, 390 Mass. 729, 737 (1984), quoting Miranda v. Arizona, supra at 445 (noting that "conversation [between police and defendant] took place during a friendly chat in the defendant's home with the defendant's voluntary acquiescence. Questioning in such an environment is far removed from the 'incommunicado interrogation of individuals in a police-dominated atmosphere' ").

The defendant's claim that his subsequent statements, made at the police station, were not voluntary is similarly without merit. See Commonwealth v. LeBlanc, supra at 553-555. The motion judge made comprehensive findings of fact that fully support his conclusions. We see no basis for rejecting them. See

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Commonwealth v. Waters, 420 Mass. 276, 278 (1995), and cases cited. [Note 11]

Because we reject the defendant's claims that his statements to the police at his home should have been suppressed, we need not consider his argument that his later statements should have been suppressed as "fruit of the poisonous tree." See Commonwealth v. Painten, 429 Mass. 536, 542 (1999). For the same reason, we reject the defendant's argument that the items seized from his house should be suppressed because the affidavit in support of the search warrant relied on statements made by the defendant that should have been suppressed. See id. See also Wong Sun v. United States, 371 U.S. 471, 484-485 (1963).

We also need not consider the defendant's argument that "the cat was out of the bag" when he gave his statements at the police station. There was no initial unlawful police action and no need to suppress any subsequent statements. See Commonwealth v. Smith, 412 Mass. 823, 831-832 (1992); Commonwealth v. Watkins, 375 Mass. 472, 482 (1978).

(b) Fourth Amendment and art. 14. Relying on Commonwealth v. Krisco Corp., 421 Mass. 37, 46 (1995), the defendant claims, for the first time on appeal, that the statements he made to the police at his house were obtained in violation of his Fourth Amendment and art. 14 rights because the police transgressed the bounds of what he refers to as his "limited purpose" in allowing them to enter his house, and then remained after his "authorization" for the police to be in his house ended. There is no merit to the claim.

It is clear from the record that the police sought to enter the house to speak to the defendant and not to search the premises. Assuming, arguendo, that the police presence in the defendant's house that morning did constitute a "search," the limitations

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imposed by the Fourth Amendment and art. 14 do not require the suppression of statements made while a search -- even one determined to be "unlawful" -- was underway. See Commonwealth v. Waters, supra at 278 ("the suppression of a witness's testimony is relief well beyond the suppression of physical evidence and calls for a level of suppression that we are not inclined to recognize").

In any event the defendant's claim that his consent to a "search" was limited in scope and later withdrawn is not persuasive. See United States v. Dichiarinte, 445 F.2d 126, 129 n.3 (7th Cir. 1971) ("defendant's consent may limit the extent or scope of a warrantless search in the same way that the specifications of a warrant limit a search pursuant to that warrant"). The defendant argues that he invited the police into his house in response to their request to "talk" with him, and that they were required to leave after he told them he did not wish to say anything. But there was no reasonable basis for the police to infer that the defendant had limited, or withdrawn, his consent for them to be in his house. After the defendant said he did not wish to talk to the police, he did not ask them to leave. After Dorman and Morse went outside, he did not ask the two officers who remained inside to leave, and he did not object when Morse and Dorman reentered the house after inspecting his automobile. We see no basis to conclude that the defendant's invitation to the police to enter his house was circumscribed in any way. See Commonwealth v. Sanna, 424 Mass. 92, 99 (1997) ("the defendant's father's words and actions placed no limitations on the scope of the entry to which he was consenting. He had said to the officers, 'Come on in,' led them into the house, and into the living room where the defendant sat"); Commonwealth v. Cantalupo, 380 Mass. 173, 178 (1980) ("ultimate question is whether, in light of all the circumstances, a man of reasonable caution would be warranted in the belief that some limitation was intended by the consent giver").

All of the evidence obtained from the defendant -- his statements to the police and the physical evidence later obtained pursuant to a search warrant -- was properly admitted.

3. The prosecutor's comments. The defendant argues that the prosecutor improperly inquired about and commented on his

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invocation of his right to remain silent. [Note 12], [Note 13] See Doyle v. Ohio, 426 U.S. 610 (1976). Because the defendant did not object to any of the statements, [Note 14] we consider whether the challenged comments, if improper, created a substantial likelihood of a miscarriage of justice. See Commonwealth v. Fowler, 431 Mass. 30, 42 n.20 (2000). They did not.

Pursuant to the Commonwealth's humane practice rule, a defendant may seek to convince a jury that incriminating statements he made to the police were not voluntary. See Commonwealth v. Tavares, 385 Mass. 140, 150, cert. denied, 457 U.S. 1137 (1982). If the voluntariness of the statements is a "live issue" at trial, Commonwealth v. Alicea, 376 Mass. 506, 523 (1978), a jury may consider evidence of the circumstances surrounding the defendant's waiver of his right to remain silent. See Commonwealth v. Tavares, supra at 153 n.19, quoting Commonwealth

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v. Chung, 378 Mass. 451, 458-459 n.9 (1979) ("[E]vidence bearing on whether warnings were given and rights were validly waived is 'relevant in determining whether a confession is voluntary' "). There are, moreover, "rare instances" where evidence of a defendant's postarrest, post-Miranda silence may be admissible. Commonwealth v. DePace, 433 Mass. 379, 383 (2001). In this case, a central focus of the defense was that the defendant's highly incriminating statements to the police were not voluntary, but elicited by the "coercive" tactics of the police. In these circumstances, the prosecutor could properly direct the jury's attention to whether warnings were given and the circumstances surrounding the defendant's waiver of his Miranda rights, see Commonwealth v. Tavares, supra. But the prosecutor should not have commented specifically on or inquired about the defendant's invocation of his right to remain silent unless and until the defendant himself placed that statement in evidence.

It was therefore error for the prosecutor in his opening statement to direct the jury's attention to the defendant's invocation of his right to remain silent. See note 12, supra. While the defendant had raised the issue of the voluntariness of his statements in his pretrial motions, the judge had determined that the statements were voluntary and admissible, and the prosecutor could not have known for certain that the defense would make voluntariness a live issue at trial.

As to the prosecutor's direct examination of Morse, see note 12, supra, at that point in the trial the defendant himself had not placed before the jury any evidence of his invocation of his right to remain silent. [Note 15] Consistent with our humane practice rule, and to rebut the thrust of the defense that he had been "coerced" into making the incriminating statements, the prosecutor could bring to the jury's attention the warnings given to the defendant, the request by police to use the defendant's telephone, evidence of the number of police present in the house, and so on, without specifically commenting on the

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defendant's statement that he "[thought] it best if [he did not] say anything at this time." The judge should not have permitted the prosecutor to elicit that statement from Morse. See note 14, supra.

During the cross-examination of Morse, however, defense counsel himself explicitly and pointedly raised the defendant's invocation of his right to remain silent. In an effort to show that the defendant's post-Miranda, postinvocation statements were coerced by the police, defense counsel asked Morse, whether, in response to his advising the defendant of his Miranda rights, the defendant had said, "I think I'd better not say anything right now." Because defense counsel elicited this testimony, and because in his closing argument the prosecutor referred to the statement solely to challenge the defendant's claim of coercion, we conclude, on the unique facts of this record, that the prosecutor's reference in his closing statement to the defendant's invocation of his right to remain silent was permissible. The prosecutor did err in his closing statement, however, when he commented that the defendant had "no good explanation" for the second registration plate on his automobile. See note 12, supra. That comment did not concern the voluntariness of defendant's statements to the police, and should not have been made. It improperly placed a burden on the defendant to produce evidence. See Commonwealth v. Fowler, supra at 36-42.

Despite the improper comments made by the prosecutor, we conclude that reversal of the conviction is not required, for several reasons. First, we are hard pressed to conclude that the defendant's exercise of his right to remain silent was in fact used against him. See Greer v. Miller, 483 U.S. 756, 763 (1987), quoting Wainwright v. Greenfield, 474 U.S. 284, 291 (1986) (Doyle v. Ohio, 426 U.S. 610 [1976], "rests on 'the fundamental unfairness of implicitly assuring a suspect that his silence will not be used against him and then using his silence to impeach an explanation subsequently after the trial' " [emphasis added]). See also Commonwealth v. Waite, 422 Mass. 792, 798 (1996). Defense counsel raised the issue of the voluntariness of the defendant's statements in his opening statement, and through cross-examination repeatedly sought to demonstrate that the defendant was confused and intimidated by the police. At the

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close of evidence, the judge instructed that the defendant had no duty to produce any evidence or to testify on his own behalf, and it is a fair inference that the jury, having heard the defendant place in evidence his assertion of his right to remain silent, understood the reference as part of the defendant's argument that his later incriminating statements were coerced. [Note 16] Moreover, the judge instructed the jury that opening and closing statements are not evidence. In light of these instructions, and the overwhelming evidence of the defendant's guilt, the prosecutor's improper comments and question did not cause a substantial likelihood of a miscarriage of justice. See Commonwealth v. Fowler, supra at 42.

4. The judge's evidentiary rulings and jury charge. We agree with the defendant that certain testimony of a civilian witness, Richard Telford, should have been struck. For a brief period Telford had acted as an informal counsellor to the defendant. He described various conversations he had with the defendant and also testified that he (Telford) had told the defendant's estranged wife (the victim) that his own wife "had access to a safe house . . . if she would make a phone call to my wife," suggesting that Telford believed the wife was in danger from the defendant. [Note 17] Defense counsel immediately objected, and moved to strike the testimony. The judge sustained part of the objection, but allowed evidence of Telford's statements to the wife. The judge also gave a limiting instruction to the effect that Telford's statement to the wife was to be considered only for the fact that it was said to her. Telford's statement should not have been admitted, even as limited by the judge. It was a lay person's intimation that the defendant was a danger to his wife, and not admissible for any relevant purpose. However, when viewed in the context of the substantial evidence of the

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defendant's hostility toward his wife, which necessitated her seeking and obtaining a protective order against him, we conclude that "the judgment was not substantially swayed by the error." Commonwealth v. Flebotte, 417 Mass. 348, 353 (1994), quoting Commonwealth v. Peruzzi, 15 Mass. App. Ct. 437, 445 (1983). [Note 18]

The defendant also argues, for the first time on appeal, that the judge erred in certain of his jury instructions. First, the defendant claims that the judge did not give a proper "humane practice" instruction, see Commonwealth v. Benoit, 410 Mass. 506, 512 (1991); Commonwealth v. Tavares, supra at 152, because he did not inform the jury that they must consider whether the defendant's statements to Telford, a civilian witness, were voluntary. See Commonwealth v. Allen, 395 Mass. 448, 456-457 (1985) (holding that jury must determine voluntariness of statements to both private citizens and police). The judge acted properly. The humane practice instruction applies only to "admissions or confessions made after the crime is committed" and not to statements made to an acquaintance prior to a killing. Commonwealth v. LaCava, 438 Mass. 708, 720 n.12 (2003), and cases cited.

As to his second challenge, the Commonwealth concedes that the judge gave an incorrect instruction on malice for conviction of murder on a theory of deliberate premeditation. Because the jury were correctly instructed on the elements of murder by reason of extreme atrocity or cruelty, and because the jury convicted the defendant of murder in the first degree for both homicides on that theory, as well as on the theory of deliberate premeditation, the defendant was not prejudiced by the error. See Commonwealth v. Blackwell, 422 Mass. 294, 300 (1996).

Finally, the defendant argues that immediately after defense

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counsel impeached Sergeant Detective Horsley with his grand jury testimony, the judge should have instructed the jury that such testimony could be used for substantive purposes. See Commonwealth v. Daye, 393 Mass. 55, 75 (1984). [Note 19] The defendant concedes that the judge later properly instructed the jury on the issue during his final charge. The judge was not required to give the instruction before his final charge to the jury. In any event, during testimony, Horsley acknowledged the truth of his prior statement to the grand jury, rendering any instruction at that time largely superfluous.

5. Motion for a new trial. In his motion for a new trial, the defendant claimed that his trial counsel was ineffective at his sentencing because counsel did not suggest to the judge that the defendant's psychiatric condition should be considered as a mitigating factor. [Note 20] Rather, his counsel gave a cursory two-sentence explanation as to why the defendant should not serve consecutive life sentences. We conclude that a more extensive recitation of the defendant's situation was not likely to "affect the sentences imposed." Commonwealth v. Lykus, 406 Mass. 135, 146 (1989). From the numerous pretrial hearings and court orders concerning the defendant's psychiatric condition and the hearing to determine the defendant's competency to stand trial, the judge was clearly aware of the defendant's psychiatric history. Cf. Commonwealth v. Mamay, 407 Mass. 412, 425 (1990) (noting that judge had been exposed to potential mitigating factors and that presentation again at sentencing would have been redundant). [Note 21] In these circumstances, defense counsel's decision to offer a brief explanation of the defendant's situation

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was not unreasonable. We note, as well, that the defendant faced two mandatory sentences of life in prison, see G. L. c. 265, § 2, and counsel did request that the judge impose concurrent sentences. Cf. Commonwealth v. Montanez, 410 Mass. 290, 298 (1991) ("More importantly, counsel never requested concurrent rather than consecutive sentences").

The defendant also argues that the judge should have authorized counsel to retain a psychiatrist to assist him in evaluating the psychiatric records so that counsel could determine whether there were other substantive issues to pursue on appeal. We considered and rejected that argument in Commonwealth v. Serino, 436 Mass. 408, 415 (2002) ("A defendant is not entitled to receive funds to prosecute a motion for a new trial, even where that motion raises a claim of ineffective assistance of counsel").

6. G. L. c. 278, § 33E. We have reviewed the entire record in this case as required by G. L. c. 278, § 33E. We conclude that the jury's verdicts were fully supported by the evidence and the law. The interests of justice do not require either a new trial or the entry of verdicts of a lesser degree of guilt. The verdicts stand.

Judgments affirmed.

Order denying motion for a new trial affirmed.